privacy policy

Last Updated: March 2010

This Notice is provided on behalf of Sunnymeath Asset Management, Inc, a registered investment advisor.

We are committed to keeping all personal information we have about you confidential and secure. This policy describes how we protect your privacy.

OUR PRIVACY PLEDGE

Our business is to offer quality financial products and services to our clients.

1. We only use personal client information to conduct our business.
2. We do not sell or rent client lists or data about our clients to others.
3. We require all employees, financial professionals and service providers to keep client files confidential.

PROTECTING YOUR PRIVACY

This Notice is required by law. It tells how we handle personal information.

This Notice applies to:

1. People, including IRA account holders, who own or subscribe to our products or services for personal use.
2. Institutions, trusts or foundations that contract with Sunnymeath to manage investments on their behalf.

INFORMATION WE COLLECT ABOUT YOU

We collect personal information about you to administer our business, confirm your identity and meet legal requirements. Some of the sources of this information are as follows:

1. Information we obtain when you apply or subscribe to products or services. You may provide facts such as your name, address, Social Security number, and employment data.
2. Information we obtain from others. This includes market value data about your account and similar data.
3. Information we obtain through the internet. This includes data from online forms you complete.

WHO WE SHARE DATA WITH

We may share personal information about you with:

1. Your financial professional
2. Companies that perform support services for us, including those which:
   • Print and mail account statements
   • Support our computer systems
   • Clear and settle trades
   • Help market our products and services to you

Unaffiliated companies that provide support services for us are required to keep client information confidential. They must also agree in writing to use personal information only to provide services for us.

HOW DO WE PROTECT PERSONAL INFORMATION

To protect your personal information, from unauthorized access and use, we use security measures that comply with federal law. These measures include computer and technology safeguards and secured files and buildings.

HOW WE SHARE INFORMATION WITH OTHERS

In the course of doing business we may share data with others. This could include personal information about you or about former customers, plan participants or beneficiaries. Personal information may be shared with others for the following purposes:

1. In response to a subpoena,
2. To prevent fraud,
3. To comply with inquiries from government agencies or other regulators, or
4. For other legal purposes.

We also may share personal information about you or former customers:

• With others that service your accounts, or that perform services on our behalf (such as accountants)
• With other companies with your consent, at your request or as allowed by law.

ACCURACY OF INFORMATION

We believe our records are accurate. Please tell us if you receive any incorrect materials from us. We will make the appropriate changes.

MORE INFORMATION

You can write to us if you have questions about our Privacy Notice.

Contact Mr. Jerry Grospe at:

Sunnymeath Asset Management, Inc.
151 Bodman Place, Suite 100
Red Bank, NJ 07701

Or call:
732-933-8444

Or Email:
info@sunnymeath.net

We may make changes to this privacy policy in the future. Before we do, we will send you a revised privacy policy. And as long as you continue to be a client, we will send you a current privacy policy once a year.

Our privacy practices comply with all applicable state laws. If a state’s privacy laws are more restrictive that those stated in this Notice, we comply with those laws.

Disclaimer:

1. Sunnymeath Asset Management only transacts business in states where it is properly registered, or excluded or exempted from registration requirements.
   
2. Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that the future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended and/or purchased by adviser), or product made reference to directly or indirectly on this Website, or indirectly via link to any unaffiliated third-party Website, will be profitable or equal to corresponding indicated performance levels.
   
3. Different types of investment involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client's investment portfolio. No client or prospective client should assume that any information presented and/or made available on this Website serves as the receipt of, or a substitute for, personalized individual advice from the adviser or any other investment professional.
   
4. Historical performance results for investment indexes and/or categories generally do not reflect the deduction of transaction and/or custodial charges or the deduction of an investment-management fee, the incurrence of which would have [the] effect of decreasing historical performance results.

Privacy Policy

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